COMMISSIONER ISSUES ORDER DELAYING FINGERPRINT
REQUIREMENT FOR INVESTMENT ADVISER REPRESENTATIVES


Act 243 of the 2018 Legislative Session imposed a fingerprint background check requirement for certain investment adviser representatives. This requirement was to become effective on January 1, 2019. In order to utilize the Louisiana State Police civil scan system for statewide processing of fingerprint background information, Acting Commissioner Christine Kirkland has issued an Order extending the date to comply with this requirement to December 31, 2021.


Updated December 30, 2020