Securities Division Complaints

All complaints must be submitted in writing.

To file a complaint,  please complete the Complaint form (Word or PDF) and mail or fax to the
Office of Financial Institutions.

Louisiana Office of Financial Institutions
Securities Division
8660 United Plaza Blvd., 2nd Floor
Baton Rouge, LA  70809-7024

Toll Free Number:
1-877-516-3653 (free call)

(225) 925-4511

Return to Securities
Updated August 17, 2017