Securities Division Complaints

All complaints must be submitted in writing.

To file a complaint,  please complete the Complaint form (Word or PDF) and mail or fax to the
Office of Financial Institutions.

Mail:
Louisiana Office of Financial Institutions
Securities Division
8660 United Plaza Blvd., 2nd Floor
Baton Rouge, LA  70809-7024

Toll Free Number:
1-877-516-3653 (free call)

Fax:
(225) 925-4511

Return to Securities
Updated August 17, 2017