Frequently Asked Questions


1)  Why is my Agent still showing a pending status in Louisiana?

2)  Why is my Firm still showing a pending status in Louisiana?

3)  Does Louisiana follow the de minimus rule?

4)  I need to amend my Form D filing.  Are there any filing fees?

5)  Who can I contact to see if a stock certificate is worth something?

6)  When are Financial Statements due?

7)  Does Louisiana allow for Dual Registration of Agents?

8)  Who should I make my check payable to?


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Updated September 15, 2017