Frequently Asked Questions


 

1)      Why is my Agent still showing a pending status in Louisiana?

 

2)  Why is my Firm still showing a pending status in Louisiana?

 

3)  Does Louisiana follow the de minimus rule?

 

4)  I need to amend my Form D filing.  Are there any filing fees?

 

5)   Who can I contact to see if a stock certificate is worth something?

 

6)  When are Financial Statements due?

 

7)  Does Louisiana allow for Dual Registration of Agents? 

 

8) Who should I make my check payable to?


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Last updated 03/07/2014